Overview

What is a Chart Audit?

Purposes of the Chart Audits

Chart Audits in Quality Improvement

Planning a Chart Audit
Questions to Consider
How to Conduct an Audit
Check Your Understanding
Using Results for Quality Improvement
Summary
Determining a Statistically Valid Sample Size

Calculating the sample size for a chart review follows selected steps adapted from statistical techniques used for descriptive studies with dichotomous variables.

Descriptive studies:
make statistical inferences about the total population such as describing the average and percentage.

Dichotomous variables:
describe the measure in two distinct outcomes – either with the characteristic or without.

Nomogram:
is a graphic representation of numerical relations, or in the case of descriptive studies it is a table showing the sample size most predictive of the value being assessed in the total population.

There are 4 steps to statistically determine a sample size for a chart audit. The process uses a nomogram, or table to identify the desired number. The nomogram looks like this:

Sample size for a descriptive study of a dichotomous variable
95% confidence interval

Width of confidence interval

0.10

0.15

0.20

0.25

0.30

Expected proportion (P)

 

 

 

 

 

0.10

139

 

 

 

 

0.15

196

88

 

 

 

0.20

246

110

62

 

 

0.25

289

128

73

47

 

0.30

323

144

81

52

36

0.40

369

164

93

60

41

0.50

384

171

96

62

43

The 4 steps are:

1. Estimate the expected proportion within the population that will have the measure of interest. (yellow cells)

Objectives


2. Specify the width of the confidence interval you wish to use. (pink cells)

Objectives


3. Set the confidence level. (green cells)

Objectives


4. Use the table to estimate sample size. (blue cells)

Objectives

 


Examples
Click on one of the images to view the example


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Patient safety module series used with permission from Duke University
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